◇ The A/H – share market: Responsible for the IPO project of Ningbo Yunsheng (600366) as secretary to director; participated in the IPO project of NBTM New Materials Group (600114) as the investment bank; participated in the IPO restructuring and reorganizing of DONLY (002164) as lawyer; issued the legal opinion for Ningbo United Group (600051)’s equity division and passed the review of China Securities Regulatory Commission (CSRC); issued the legal opinion for the IPO project of Wondershare and Tuo Pu on the A-share market and submitted the files to CSRC; completed the lawyer’s investigation for the acquisition of Hubei M&Y (000971) and Hubei Axle (000760); issued the legal opinion for corporate bond issuance and repurchase for Qinchuan Development (000378) and passed the review of CSRC; issued the legal opinion for Jinhong Energy (000669)’s private equity placement and passed the review of CSRC; served as the special legal counsel of LIMING, Qrunning Cable, Xingxin Chemicals, Hongsheng Environmental Technology, etc. for their IPO on the A-share market, and as the special legal counsel of Longwei Group for its listing on the H-share market; provided specialized “witness by the lawyer” service for the public issuance of shares by Reader's Digest and other listed companies, and passed the review of CSRC.
◇ The bond market: provided legal opinions for such NDRC corporate bonds as Ningbo Urban Construction Investment 2007 and 2009, Beijing Capital Development Holdings 2014, Hunan Xiangxiang 2016, and Guizhou Shuicheng 2016; provided legal opinions for the issuance of AUX 2012, Ningbo Steel 2011, Air China 2012, Guangzhou Wanbao 2016, Chengdu Better City 2016 and other interbank CPs and SCPs; provided legal opinions for the issuance of CP, MTN and PPN by Haitian Construction, Geshan Construction, Kunlun Holding, Xinjie Construction and others on the interbank market from 2013 to 2016; provided legal opinions for the public and private placement of corporate bonds of Haitian Construction, Xinjie Construction and Guizhou Shuicheng in 2016 on exchanges; provided legal services for the issuance of SME collective bond on the interbank market of Ningbo in 2011.
◇ M&A and restructuring: provided specialized legal services for the establishment of China Iron Ore Trading Co., Ltd., whose shareholders were 13 steel magnates from China and foreign countries; served as special legal counsel for the national project of establishment of China-ASEAN Information Harbor Co., Ltd.; handled the restructuring of Jiaochen Group, the acquisition of Minghua Microelectronics, the acquisition of Tianyi Real Estate, the restructuring of Urban Village Stock Cooperative, transfer of fund shares of Civil Aircraft Group of China, AUX hospital acquisitions, bankruptcy reorganization of SBB Battery, restructuring of the troubled Shengluo Textile, restructuring of the troubled oversea shipping company, establishment and restructuring of a private iron and steel enterprise in Hebei, restructuring of a coal coking group, equity acquisition of a private iron and steel enterprise in Hebei, acquisition of a gas company in Shandong, etc. Some M&A and restructuring projects were included in the EMBA teaching materials, and were promoted as classic cases by the provincial government.
◇ Listing on the New OTC market: issued public opinions for the listing of more than 20 enterprises including SCIENTZ (430685), HILEAD (430693), Rayonics (931927), Tripbe Technology (831853), Weldon Holding (832186), AceRock (831629), Minhe Film and Television (833392), Ruisheng Intelligence (832884), Ningbo Qrunning (834682), Huayi Ecological Environment (836532), and Souwest Magnetech (836961) on the New OTC market.
◇ Trust, fund, ABS, PPP: issued the legal opinion for the trust plan of the marine industry fund of Kunlun Trust as its included lawyer; provided specialized legal services for enterprises’ acceptance of Cowin Fund, SDIC fund and other PE investments; provided specialized legal services for the establishment of many PE investment funds and government venture capital funds; provided specialized legal services for the filling and launching of products by Zheyin Capital, Quantitative Capital and other fund firms; provided specialized legal services for a small-loan company under COAMC, Shenzhen Nuode Leasing and other ABS projects; provided specialized legal services for the PPP project of the joint airport and airport industrial park of Air China Group, China Railway Construction Group and Everbright China; provided specialized legal services for the characteristic town PPP project; gave a PPP legal training to enterprises under Chengdu Municipal SASAC; attended the PPP forum held by CECEP and Ministry of Environmental Protection on behalf of W&H Law Firm; published Analysis of Legal Relations of the PPP Mode series papers on a number of publications.
◇ Banking and insurance: provided litigation and non-litigation legal services for Agricultural Bank of China Ningbo Branch, Bank of Communications Ningbo Branch, China Merchants Bank Ningbo Branch, China CITIC Bank Ningbo Branch, China Merchants Bank Beijing Branch, Bank of Nanjing, etc.; served as the executive champion of legal value-added services to global wealth VIP customers of the Industrial and Commercial Bank head office; lawyer of the legal service team of PICC; the initiate lawyer and person in charge of the law alliance of bad assets.